Contact The Wealth Strategies Group

The Wealth Strategies Group
7761 Shaffer Parkway, Suite 210
Littleton, CO 80127

James O. Lunney	303-933-2107
	JLunney@wealthstratgroup.com
Mark Trevenna	303-933-2681
	MTrevenna@wealthstratgroup.com
Lori Green	303-933-6483
	lgreen@wealthstratgroup.com
Lisa Valdez	303-933-6771
	LValdez@wealthstratgroup.com
Elaine Lunney	303-933-2107
	ELunney@wealthstratgroup.com
Fax	303-933-7175

 

Privacy Policy

Our firm is committed to protecting the privacy of your “nonpublic personal information.” In the process of setting up your portfolio, we collect from you private personal information, including your address, telephone and social security numbers, date of birth, certain financial data, and investment objective. We receive this information on documents, through conversations, and in correspondence. We also have information necessary to manage your portfolio, such as your holdings and transaction history, account number and balance, performance and cost basis.

We do not disclose private personal information about our current or former clients, including their names, except as required. For example, we must respond to a court order for information, or you may request that we share your account information with a third party. We restrict access to your information to those employees who require that information to provide services to you. We maintain physical, electronic and procedural safeguards that comply with federal standards to protect your nonpublic personal information.

Because one or more other financial professions, such as a bank, are also servicing your account, that firm must have private personal information about you as well. Please review all applicable privacy policies for a complete understanding of how your personal financial information is treated.

Please call if you have any questions, because your privacy, my professional ethics, and the ability to provide you with quality financial services are very important to us both.

Important Consumer Information

This communication is strictly intended for individuals residing in the states of AR, AZ, CA, CO, CT, DC, FL, HI, IA, ID, IL, KS, KY, MA, MD, MO, MT, NC, NE, NH, NJ, NM, NY, OR, SC, TX, UT, VA, and WY.  No offers may be made or accepted from any resident outside these states.

A broker/dealer (BD), investment adviser (IA), or IA representative may only transact business in a state if first registered, or is excluded or exempt from state broker/dealer, investment adviser, BD agent, or IA registration requirements, as appropriate.  Follow-up, individualized responses to persons in a state by such a firm or individual that involve either effecting or attempting to effect transactions in securities, or the rendering of personalized investment advice for compensation, will not be made without first complying with appropriate registration requirements, or an applicable exemption or exclusion.

For information concerning the licensing status or disciplinary history of a BD, IA, BD agent, or IA rep, a consumer should contact his or her state securities law administrator.